-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxDSAGUR5vsLHD8usmZI4YIctoKixHd98rQryCCsjsKMWD5aTg4jc5vSnsYJoaiK +yfp+dWVAvtmq1p2rSmVFQ== 0000895447-07-000021.txt : 20070214 0000895447-07-000021.hdr.sgml : 20070214 20070214130323 ACCESSION NUMBER: 0000895447-07-000021 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHOE CARNIVAL INC CENTRAL INDEX KEY: 0000895447 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 351736614 STATE OF INCORPORATION: IN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42925 FILM NUMBER: 07617214 BUSINESS ADDRESS: STREET 1: 8233 BAUMGART ROAD CITY: EVANSVILLE STATE: IN ZIP: 47725 BUSINESS PHONE: 8128674661 MAIL ADDRESS: STREET 1: 8233 BAUMGART RD CITY: EVANSVILLE STATE: IN ZIP: 47725 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEAVER WAYNE J CENTRAL INDEX KEY: 0001033310 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TWO STAMFORD PLAZA STREET 2: 8233 BAUMGERT ROAD CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 2033272333 MAIL ADDRESS: STREET 1: TWO STAMFORD PLAZA STREET 2: 281 TRESSER BLVD P O BOX 1214 CITY: STAMFORD STATE: CT ZIP: 06904-1214 SC 13G/A 1 weaver13g07.htm WAYNE WEAVER 13-G/A Schedule 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No.  6)*

 

 SHOE CARNIVAL, INC.

(Name of Issuer)

 

Common Stock, $.01 Par Value

(Title of Class of Securities)

 

                                            

824889 10 9

                                           

 

               (CUSIP Number)               

 

 

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

                                                                                                                                                          

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[

 

]

 

Rule 13d-1(b)

 

 

 

 

 

[

 

]

 

Rule 13d-1(c)

 

 

 

 

 

[

X

]

 

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No.

 824889 10 9

 

1.

 

Names of Reporting Persons

 

 

I.R.S. Identification Nos. of above persons (entities only)

 

 

 

 

 

 J. Wayne Weaver

 

2.

 

Check the Appropriate Box if a Member of a Group

 

 

(a)

[

]

 

 

(b)

[X

]

 

3.

 

SEC Use Only

 

4.

 

Citizenship or Place of Organization

 

 

 United States of America

 

Number of Shares Beneficially Owned by Each Reporting Person With:

 

 

5.

Sole Voting Power

1,916,615 shares

 

 

 

 

 

6.

Shared Voting Power   

1,916,615 shares (1)

 

 

 

 

 

7.

Sole Dispositive Power   

1,916,615 shares

 

 

 

 

 

8.

Shared Dispositive Power   

1,916,615 shares (1)

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

 3,833,230 shares (1)

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]

 

 

 

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

 

 28.3% (1)

 

12.

 

Type of Reporting Person

 

 

 IN

 

(1) Includes 1,916,615 shares owned by Mr. Weaver's spouse

 

 

CUSIP No.

 824889 10 9

 

1.

 

Names of Reporting Persons

 

 

I.R.S. Identification Nos. of above persons (entities only)

 

 

 

 

 

 Delores B. Weaver

 

2.

 

Check the Appropriate Box if a Member of a Group

 

 

(a)

[

]

 

 

(b)

[X

]

 

3.

 

SEC Use Only

 

4.

 

Citizenship or Place of Organization

 

 

 United States of America

 

Number of Shares Beneficially Owned by Each Reporting Person With:

 

 

5.

Sole Voting Power

1,916,615 shares

 

 

 

 

 

6.

Shared Voting Power   

1,916,615 shares (1)

 

 

 

 

 

7.

Sole Dispositive Power   

1,916,615 shares

 

 

 

 

 

8.

Shared Dispositive Power   

1,916,615 shares (1)

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

 3,833,230 shares (1)

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]

 

 

 

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

 

 28.3% (1)

 

12.

 

Type of Reporting Person

 

 

 IN

 

(1) Includes 1,916,615 shares owned by Mrs. Weaver's spouse

 

 

Item 1. (a)  Name of Issuer:

                   Shoe Carnival, Inc.

             (b)  Address of Issuer's Principal Executive Offices:

                    8233 Baumgart Road

                    Evansville, Indiana 47725

Item 2. (a)  Name of Person Filing:

(i)     J. Wayne Weaver

(ii)    Delores B. Weaver

             (b)  Address of Principal Business Office or, if none, Residence:

(i)     J. Wayne Weaver

                             8233 Baumgart Road

                             Evansville, Indiana 47725

 (ii)   Delores B. Weaver

                             8233 Baumgart Road

                             Evansville, Indiana 47725                  

             (c)  Citizenship:

(i)     United States of America

(ii)    United States of America

             (d)  Title of Class of Securities:

                    Common Stock, $.01 par value

             (e)  CUSIP Number:

                   824889 10 9

Item 3.  If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

   

(a)

 

[

  

]

Broker or dealer registered under section 15 of the Act;

 

(b)

 

[

  

]

Bank as defined in Section 3(a)(6) of the Act;

 

(c)

 

[

  

]

Insurance Company as defined in Section 3(a)(19) of the Act;

 

(d)

 

[

  

]

Investment Company registered under Section 8 of the Investment Company Act of 1940;

 

(e)

 

[

  

]

An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);

 

(f)

 

[

  

]

An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);

 

(g)

 

[

  

]

A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);

 

(h)

 

[

  

]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)

 

[

  

]

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;

 

(j)

[

  

]

Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).

      Inapplicable.

 

 

Item 4.  Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

The following information is provided as of December 31, 2006:

 

(a)

 

Amount beneficially owned: 

(i) J. Wayne Weaver - 3,833,230 shares (1)

(ii) Delores B. Weaver - 3,833,230 shares (2)

  

 

(b)

 

Percent of class: 

(i) J. Wayne Weaver - 28.3% (1)

(ii) Delores B. Weaver - 28.3% (2)

  

 

(c)

 

Number of shares as to which such person has:

 

 

 

(i)

 

Sole power to vote or to direct the vote:

(i) J. Wayne Weaver - 1,916,615 shares

(ii) Delores B. Weaver - 1,916,615 shares

   

 

 

 

(ii)

 

Shared power to vote or to direct the vote:

(i) J. Wayne Weaver - 1,916,615 shares (1)

(ii) Delores B. Weaver - 1,916,615 shares (2)

   

 

 

 

(iii)

 

Sole power to dispose or to direct the disposition of:

(i) J. Wayne Weaver - 1,916,615 shares

(ii) Delores B. Weaver - 1,916,615 shares

   

 

 

 

(iv)

 

Shared power to dispose or to direct the disposition of:

(i) J. Wayne Weaver - 1,916,615 shares (1)

(ii) Delores B. Weaver - 1,916,615 shares (2)

   

(1) Includes 1,916,615 shares owned by Mr. Weaver's spouse

(2) Includes 1,916,615 shares owned by Mrs. Weaver's spouse

 

Item 5.  Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

Inapplicable.

Item 6.  Ownership of More Than Five Percent on Behalf of Another Person

Inapplicable.

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Inapplicable.

Item 8.  Identification and Classification of Members of the Group

Inapplicable.

Item 9.  Notice of Dissolution of Group

Inapplicable.

Item 10.  Certification

Inapplicable.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

                                                   

   

                                                                                            

 

   

February 12, 2007

 

   

Date

 

 

 

 

   

/s/ J. Wayne Weaver

 

   

Signature

 

   

 

 

   

 J. Wayne Weaver

 

   

Name/Title

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

                                                   

   

                                                                                            

 

   

February 12, 2007

 

   

Date

 

 

 

 

   

/s/ Delores B. Weaver

 

   

Signature

 

   

 

 

   

 Delores B. Weaver

 

   

Name/Title

 

 

   

 

 

 

 

 

 

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